Risk Management • Aptum, LLC

Qualified independent auditor for your financial institution

In a regulated environment, our IT audit services and assessments are important for evaluating and assessing your company’s resilience through controls and process. We review how protected, resistant, accessible, vulnerable, and identifiable your critical assets are.

A comprehensive and effective risk-based IT audit and security testing program is a regulatory requirement for financial institution, and an essential component of a successful risk management strategy. When you work with us to complete a comprehensive audit and controls review, we can help identify and evaluate your company risks, the quality of your internal controls and security, and if your business meets regulatory requirements.

We use a robust approach that is based upon FFIEC and regulatory guidance, requirements, and regulations as well as industry standards and best practices as identified by industry organizations such as NIST and ISACA.

We ensure that all aspects of your service will be performed by experienced, certified professionals located in the United States.

Explore our risk management services.

With the ever-evolving cybersecurity threat landscape, an IVA is a key component of a robust risk management program and information security program testing requirements. An IVA assists management with understanding the effectiveness of cybersecurity practices and controls from internal threats by identifying, quantifying, and prioritizing vulnerabilities.

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An ongoing comprehensive and effective risk-based IT Audit program is not only a financial institution regulatory requirement, but also an essential component of a successful risk management strategy.

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With the ever-evolving cybersecurity threat landscape, a PVA is critical to a robust risk management program and information security program test requirements. A PVA assists management with understanding the effectiveness of cybersecurity practices and controls from external threats by identifying, quantifying, and prioritizing vulnerabilities.

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Confidentiality of account holder information is a critical function of your organization. Threats to the security of such information come in many forms. As organizations continue to evolve the methods in which they communicate with account holders, the policies, procedures, and controls of these methods need to be assessed. One such communication method is through online chat communications between your employees and account holders. Therefore, ongoing chat impersonation tests are a key component to a robust risk management strategy and information security program testing requirements.

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Confidentiality of account holder information is a critical function of your organization. Threats to the security of such information come in many forms. One such threat is through unauthorized requests made through telephone contact with your employees. Therefore, ongoing pretext calling tests are a key component to a robust risk management strategy and information security program testing requirements.

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Securing your organization not only involves technical security measures but also physical security measures. Unauthorized access to your facilities could compromise sensitive organization and account holder information as well as put at risk electronic compromise through the installation of devices or malicious systems. In addition, unauthorized physical access could result in destruction or inaccessibility of physical devices. Therefore, ongoing tests attempting to gain physical access to your facilities are a key component to a robust risk management strategy and information security program testing requirements.

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